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By automating compliance and governance at scale, the firm can now engage with clients in key markets and focus on growth.

The Challenges_automate-governance-whatsapp

The Challenge

A global investment firm with over $600B in AUM needed to assure record keeping for overseas employees using WhatsApp to conduct business.

In addition to compliance with SEC Rule 17a-4, the company needed to capture WhatsApp content to meet a number of other international regulatory requirements.


How Did SafeGuard Cyber Help?

How Did SafeGuard Cyber Help__automate-governance-whatsapp

ComplianceProtect_Light-2Rapid Time to Value

Automate_LightAutomated Compliance

Intelligence_LightComprehensive Coverage

SafeGuard Cyber provided 100% coverage, capturing all WhatsApp content in its native format, without the need to install an agent or additional app. Moreover, the company was able to consolidate WhatsApp content into their existing Global Relay archive with SafeGuard Cyber’s integration. With compliance assured, the company can engage clients and prospects with more authentic conversations on the communication channel of choice in local markets.

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With compliance assured, the company can engage clients and prospects with more authentic conversations on the communication channel of choice in local markets.

Take Compliance Product Tour

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