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A large, privately-held asset management firm wanted to reach new and existing customers on social media. However, it was unable to ensure their staff were using these applications compliantly. They lacked the capability to continuously supervise staff communications for a full range of digital risks. Wanting to avoid staid content, they understood that genuine interactions would better position their wealth advisors as trusted thought leaders.
“SafeGuard Cyber enables our Advisors and Portfolio Managers the freedom to engage with our clients securely and authentically while we take care of compliance.”
VP of Compliance and Supervision
How Did SafeGuard Cyber Help?
Compliance and Cyber-Security is much more than a matter of IT. With the explosion of the numerous communication channels SafeGuard Cyber offers the only strategy.
Andrew Simmons / Vice President
Senior Manager, Abott Laboratories